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Regulation NMS
Results: 1042

#	Item
891	Proposed Guidance Respecting the Expansion of Single-Stock Circuit Breakers - Board Copy post RRB Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-10 11:51:04 Financial markets Stock market United States Securities and Exchange Commission Regulation NMS Exchange-traded fund Universal Market Integrity Rules Order Short Trading room Financial economics Finance Investment
892	Making stock markets work for the economy The trouble with small tick sizes SEC Advisory Committee on Small and Emerging Companies David Weild and Edward Kim September 7, 2012 9:15 AM – 12:00 PM Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-09-12 09:27:15 Economics Financial markets Stock market United States Securities and Exchange Commission Tick size Grant Thornton LLP Grant Thornton International NASDAQ Regulation NMS Business Finance Financial economics
893	UNITED STATES SECURITIES A N D EXCHANGE COMMISSION WASHINGTON. D.C[removed]D I V I S I O N OF MARKET REGULATION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-02 15:15:11 United States Securities and Exchange Commission United States securities law Finance Financial markets Self-regulatory organizations NASDAQ Securities Exchange Act Regulation NMS Financial Industry Regulatory Authority Financial economics Investment Stock market
894	April 26, 2004 Mr. William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 12:04:28 Financial economics Regulation NMS Investment National Market System Order Business Securities market U.S. Securities and Exchange Commission Market data Financial markets Stock market United States Securities and Exchange Commission
895	Microsoft Word - 4-xxx.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-08 17:04:11 United States Securities and Exchange Commission Stock market Investment Regulation NMS Economy of the United States Mathematical finance New York Stock Exchange Order Securities Exchange Act Financial economics Financial markets Finance
896	The introduction of decimals and the ensuing proliferation of market participants trying to take advantage of posted liquidity Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 09:06:22 Regulation NMS United States Securities and Exchange Commission Finance Investment Order High-frequency trading Stock market Financial economics Financial markets
897	TESTIMONY OF KIM BANG ON BEHALF OF BLOOMBERG L.P. AT HEARINGS BEFORE THE SECURITIES AND EXCHANGE COMMISSION ON PROPOSED REGULATION NMS GOOD MORNING. MY NAME IS KIM BANG. I AM PRESIDENT OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 15:58:09 Stock market Finance United States Securities and Exchange Commission Mathematical finance Regulation NMS Electronic communication network Securities Exchange Act NYSE Arca Algorithmic trading Financial markets Financial economics Investment
898	Microsoft Word - Regulation NMS Allocation Exemptive Order _34-53828_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-18 12:42:18 Financial system United States securities law Regulation NMS Finance Self-regulatory organizations 73rd United States Congress Securities Exchange Act Consolidated Tape Association National market system plan United States Securities and Exchange Commission Financial markets Financial economics
899	Dissent of Commissioners Cynthia A. Glassman and Paul S. Atkins to the Adoption of Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-09 12:25:09 Business United States Securities and Exchange Commission United States securities law Regulation NMS Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Short NASDAQ Financial economics Financial markets Finance
900	Summary of Testimony Dr. J.P. London, CACI International Inc Hearings on Regulation NMS Before the Securities and Exchange Commission Washington DC April 1, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 14:02:41 Stock market Corporate finance Economy of the United States New York Stock Exchange Stock CACI U.S. Securities and Exchange Commission Financial economics Economics Investment

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